Calendar of Events

Exploring the IRA Universe - Part IV: IRAs: Auditing and Compliance; How to Audit your IRA Accounts

12/05/2017, 10:00 AM to Noon

No location provided

Amy Davis adavis@msbankers.com 601-948-6366

Description:

This is Part IV of IV.
Attend all sessions for complete information or any one independently.

 


Presented by Patrice M. Konarik
Tuesday, December 5th, 2017
10:00 am - Noon CT

PART IV
IRAs:
Auditing and Compliance; How to Audit your IRA Accounts

  • IRA forms to be kept on record by the financial institution and the accountholder’s required disclosures and forms
  • What are the IRA accountholder notices that must be sent out in a timely manner
  • How to audit the IRA department as far as expertise, form use, procedures and work flow
  • Line by line instructions on 5498 and 1099-R reporting – what’s required vs. what’s optional.
  • How and when to correct IRS reporting to avoid increased IRS fines to the financial institution
  • The most common errors hiding in your IRA customer files
  • Forms and tools for auditing your IRA files
  • 2018 IRA Cost of Living Adjustments
     

Register for the entire series here
Register for Part I - Thursday, October 19th, 2017 -1:30 pm - 3:30 pm CT
Register for Part II - Thursday, October 26th, 2017 -10:00 am - 12:00 pm CT
Register for Part III - Friday, December 1st, 2017 -10:00 am - 12:00 pm CT
Register for Part IV - Tuesday, December 5th, 2017 -10:00 am - 12:00 pm CT