Calendar of Events

  • BSA/AML for Lenders

    Apr 24th, 2018
    10:00am - Noon
    BSA/AML for Lenders


    Presented by Carl Pry
    Tuesday, April 24th, 2018
    10:00 am - 12:00 pm CT

     

    COVERED TOPICS

    • Commercial and residential mortgage loan money laundering schemes identified by FinCEN through a 10-year study of SARs;
    • Lending Red Flags, including those addressed in the BSA Exam Manual and many more
    • Customer Due Diligence (CDD) and, Enhanced Due Diligence (EDD) expectations regarding loans;
    • Beneficial Ownership identification and verification requirements for Legal Entity Customers;
    • How to develop customer risk profiles and conduct ongoing risk-based monitoring for loan products;
    • SAR and CTR reporting requirements; and
    • Portions of your BSA Policy/Program that need to address lending.
    Register here
     
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  • Fair Lending - Do Your Lenders Know the Requirements?

    Apr 24th, 2018
    1:30pm - 3:30pm
    Fair Lending - Do Your Lenders Know the Requirements?


    Prseented by Jack Holzknech
    Tuesday, April 24th, 2018
    1:30 pm - 3:30 pm CT
     

    COVERED TOPICS

    Upon completion of this program, participants understand:
    • Basic fair lending concepts;
      • Laws and regulations;
      • Bases of discrimination;
      • Types of discrimination;
    • Recent Developments including:
      • Agency consent orders;
      • HUD Guidance on Limited English Proficiency
      • Fair Lending actions initiated by municipalities;
      • The impact of new HMDA rules on fair lending.
    • Pending Developments
      • Expansion of Regulation B to include data collection on loans to minority-owned businesses, women-owned businesses, and small businesses.
    Register here
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  • Unclaimed Property Compliance

    Apr 25th, 2018
    10:00am - Noon
    Unclaimed Property Compliance


    Presented by Maggie Young , Michael Unger, Zach Robbins
    (Crowe Horwath)
    Wednesday, April 25th, 2018
    10:00 am - 12:00 pm CT


    COVERED TOPICS

    • Overview of unclaimed property reporting requirements
    • Trends impacting financial organizations
    • Handling of unique property types, such as IRAs, CDs, and Safe Deposit Boxes
    • State dormancy periods
    • Exemptions and deductions
    • Owner outreach and due diligence campaigns
    • Best practices for maintaining contact with customers
    • Costly pitfalls and reporting errors to avoid
    Register here
     
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  • Creating the Right Enterprise Risk Management (ERM) Program for YOUR Community Bank

    Apr 25th, 2018
    1:30pm - 3:30pm
    Creating the Right Enterprise Risk Management (ERM) Program for YOUR Community Bank

    Presented by

    Marci Malzahn
    Wednesday, April 25th, 2018
    1:30 pm - 3:30 pm CT


    COVERED TOPICS

    • ERM general background and key definitions
    • Identifying the specific building blocks/components of a simple yet complete ERM Program covering the three key areas of ERM:
      • Identifying and Assessing Risk
      • Mitigating and Eliminating Risk
      • Monitoring and Reporting Risk
    • Creating an ERM Committee Charter
    • Choosing the right ERM Committee members
    • Integrating the ERM Program into your Strategic Plan
    • Creating the Risk Management Appetite and Tolerance Statement - Description of Process
    • Implementing your ERM Program
    • Keeping the process fun while complyng with regulations and protecting your bank - consistently in every area!
    Register Here

     

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  • SAFE DEPOSIT DANGER ZONES-DISASTER RECOVERY PROGRAM - 2018 UPDATE

    Apr 26th, 2018
    10:00am - Noon
    SAFE DEPOSIT DANGER ZONES-DISASTER RECOVERY PROGRAM - 2018 UPDATE


    Presented by David P. McGuinn
    Thursday, April 26th, 2018
    10:00 am - 12:00 pm CT
     

    COVERED TOPICS

    This program answers many thought provoking questions and will address your concerns regarding the following issues:
    • How could $300 million in box contents disappear during a safe deposit vault burglary?
    • What details about recent safe deposit burglaries have TV reporters covered recently?
    • What happened to all the safe deposit boxes after fire totaled four branches recently?
    • What 15 steps must be taken when a flood fills your vault with contaminated water?
    • Do you now have written disaster recovery plans to handle fire and flood disasters?
    • Why did 1,300 box renters file a multi-million dollar safe deposit lawsuit after a fire?
    • Why are many flooded safe deposit box disasters caused by defective plumbing?
    • How can proper vault door closing procedures help you avoid overnight guests?
    • How can FDIC or NCUA signs, logos or brochures create safe deposit liability?
    • Why should renters be provided with “No Insurance” disclosure forms?
    • What ten questions will always be asked in any safe deposit lawsuit?
    • How should employees be trained to answer consumer’s questions?
    • Why must phrases like “waterproof or fireproof” vault be avoided?
    • Would your part-time attendant make a good courtroom witness?
    • Why are self-service box renters now suing for millions?
    Register here
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